Inactive

Matthew Scott Miller

Upleft Asset Management

Port Angeles, WA

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Current Employers

Upleft Asset Management

228 West First Street Suite P, Port Angeles, WA 98362 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-05-04
ME	RA	APPROVED	2023-01-25
WA	RA	APPROVED	2018-11-13

NY RA
APPROVED

Since 2023-05-04
ME RA
APPROVED

Since 2023-01-25
WA RA
APPROVED

Since 2018-11-13

Branch Locations

228 West First Street Suite P, Port Angeles, WA 98362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hallett & Associates, P.S.	Port Angeles	WA	01/2016	08/2018
Upleft, Llc	Port Angeles	WA	10/2018	Present

01/2016 → 08/2018

Hallett & Associates, P.S.

Port Angeles, WA
10/2018 → Present

Upleft, Llc

Port Angeles, WA

Previous Registrations

2016-02-01 → 2018-08-13

Hallett Advisors

Port Angeles, WA
2012-06-18 → 2016-01-07

Sei Investments Management Corp

Englewood, CO

Oaks, PA
2008-01-01 → 2009-10-27

Wells Fargo Clearing Services, Llc

Marietta, GA
2006-04-04 → 2008-01-01

A. G. Edwards & Sons, Inc.

St. Louis, MO

Marietta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-09-28
S66	Uniform Combined State Law Examination	2006-03-24

S65 Uniform Investment Adviser Law Examination

2012-09-28
S66 Uniform Combined State Law Examination

2006-03-24

Designations

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

D.A. DAVIDSON & CO.

HALLETT ADVISORS

KEY INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

Other Investors

Joshua Thomas Chicoine

Robert Zajkowski

Julie Wakefield

Danielle Lauramarie Rivers

STEPHEN MICHAEL METHNER

Bobby Ellis DuBois

Christina Sarah-Beau Goff

Other Offices

J.P. MORGAN SECURITIES LLC · PORT ANGELES, WA

EDWARD JONES · PORT ANGELES, WA

STATE FARM INVESTMENT MANAGEMENT CORP. · Port Angeles, WA

STATE FARM INVESTMENT MANAGEMENT CORP. · Port Angeles, WA

EDWARD JONES · PORT ANGELES, WA

EDWARD JONES · PORT ANGELES, WA

D.A. DAVIDSON & CO. · PORT ANGELES, WA

EDWARD JONES · PORT ANGELES, WA

More in Port Angeles, WA

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