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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-23
IN RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2019-01-23
  • IN RA
    APPROVED
    Since 2009-01-02

Branch Locations

311 N Ewing Street, Seymour, IN 47274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Seymour IN 04/2000 Present
Raymond James Financial Services Advisors, Inc Seymour IN 01/2009 Present
Mainsource Bank Seymour IN 10/2012 04/2018
Not Provided Seymour IN 09/2005 Present
Jackson County Bank Seymour IN 06/2018 Present
Securitas Augusta GA 04/2024 Present
  • 04/2000 → Present
    Raymond James Financial Services, Inc
    Seymour, IN
  • 01/2009 → Present
    Seymour, IN
  • 10/2012 → 04/2018
    Mainsource Bank
    Seymour, IN
  • 09/2005 → Present
    Not Provided
    Seymour, IN
  • 06/2018 → Present
    Jackson County Bank
    Seymour, IN
  • 04/2024 → Present
    Securitas
    Augusta, GA
Other Businesses

(1)Name of Business: Address: 845 E North Shore Dr, Brownstown, IN, 47220, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Independent Contractor Investment Related: Yes Start Date: 09/16/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I refer potential buyers and sellers of residential real estate to Great Lakes Referral Network. They pass referral on to a real estate agent in the local market. This also allow me to maintain my real estate Brokers license as licensed is park (2)Name of Business: JCB Investment Services Address: 311 N Ewing Street, Seymour, IN, 47274, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/04/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: FA for the Bank (3)Name of Business: Lutheran Community Home Address: 110 Church Ave. Seymour, IN, Seymour, IN, 47274, United States Activity Type: Non-profit Position/Title: Officer - Treasurer, Board Member, Finance/Investment Committee Member, Executive Member, Committee Member Investment Related: Yes Start Date: 01/01/2000 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Member of the Board of Directors, Treasurer, Chair of Finance Committee. Attended monthly board meetings, quarterly foundation.\his is a NOT-FOR-PROFIT ORGANIZATION selection not available in the next box.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-24
S63 Uniform Securities Agent State Law Examination 1999-04-01
  • S65 Uniform Investment Adviser Law Examination
    1999-06-24
  • S63 Uniform Securities Agent State Law Examination
    1999-04-01
Other Names
  • Galen Krumme

View on SEC IAPD

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