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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-23 |
| IN | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Seymour | IN | 04/2000 | Present |
| Raymond James Financial Services Advisors, Inc | Seymour | IN | 01/2009 | Present |
| Mainsource Bank | Seymour | IN | 10/2012 | 04/2018 |
| Not Provided | Seymour | IN | 09/2005 | Present |
| Jackson County Bank | Seymour | IN | 06/2018 | Present |
| Securitas | Augusta | GA | 04/2024 | Present |
(1)Name of Business: Address: 845 E North Shore Dr, Brownstown, IN, 47220, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Independent Contractor Investment Related: Yes Start Date: 09/16/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I refer potential buyers and sellers of residential real estate to Great Lakes Referral Network. They pass referral on to a real estate agent in the local market. This also allow me to maintain my real estate Brokers license as licensed is park (2)Name of Business: JCB Investment Services Address: 311 N Ewing Street, Seymour, IN, 47274, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/04/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: FA for the Bank (3)Name of Business: Lutheran Community Home Address: 110 Church Ave. Seymour, IN, Seymour, IN, 47274, United States Activity Type: Non-profit Position/Title: Officer - Treasurer, Board Member, Finance/Investment Committee Member, Executive Member, Committee Member Investment Related: Yes Start Date: 01/01/2000 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Member of the Board of Directors, Treasurer, Chair of Finance Committee. Attended monthly board meetings, quarterly foundation.\his is a NOT-FOR-PROFIT ORGANIZATION selection not available in the next box.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-01 |
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