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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-24 |
| IN | RA | APPROVED | 2019-10-18 |
Branch Locations
105 West 2Nd Street, Seymour, IN 47274 • United States
380 Plaza Drive Suite D, Columbus, IN 47201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Columbus | IN | 02/1993 | Present |
| Robert W. Baird & Co. Incorporated | Columbus | IN | 10/2019 | Present |
TIPTON Partners LLC, NON-INVEST RELATED, WASHINGTON ST, COLUMBUS, IN 47201, MEMBER OF LLC, 6/2013, 1 HR/MONTH WITH 0 HRS DURING TRADING HRS, DUTIES INCLUDE CO-MANAGE AND MAINTAIN BUILDING WITH TWO OTHER PARTNERS. Name/Address: Southwest Indiana Church of the Nazarene 322 Cedar View Lane Bedford IN 47421 Start Date: 12/13/21 Hours Spent: 0-1 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board Member; Investment/Finance Committee Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-02 |
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