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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab | Saint Louis | MO | 06/2023 | 08/2023 |
| Target | Chesterfield | MO | 12/2022 | 01/2023 |
| Costco Wholsale | Saint Peters | MO | 11/2019 | 01/2021 |
| Doordash | San Francisco | CA | 05/2021 | 12/2022 |
| University Of Missouri Columbia | Columbia | MO | 06/2020 | 05/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2024 | 06/2025 |
| Northwestern Mutual Investment Services Llc | Clayton | MO | 05/2024 | 06/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2024 | 06/2025 |
| Stifel, Nicolaus & Company, Incorporated | Saint Louis | MO | 06/2025 | Present |
| Francis Howell Central High School | Cottleville | MO | 08/2016 | 11/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-16 |
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