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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-03 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wheaton College | Wheaton | IL | 08/2019 | 05/2023 |
| Farragut High School | Knoxville | TN | 08/2015 | 05/2019 |
| Young Life | Buena Vista | CO | 05/2019 | 08/2019 |
| Laureate Wealth Management | Glenn Ellyn | IL | 06/2022 | 08/2022 |
| Friends Of The Smokies | Sevierville | TN | 05/2021 | 08/2021 |
| Jewelry Television | Knoxville | TN | 05/2020 | 08/2020 |
| 49 Wealth Management | Austin | TX | 06/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2023 | 01/2024 |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | 12/2024 |
1) 49 Financial; Fixed Insurance; Non-investment related; 916 S Capital Of Texas Hwy Ste 2.100, Austin, TX 78746; Licensed insurance agent since 6/3/2023; 40 hours per month; Meet with clients, discuss financial goals and needs, and, if applicable, provide fixed insurance services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-03 |
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