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Caleb Benjamin Kuhn

49 Financial

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-03
  • TX RA
    APPROVED
    Since 2024-06-03

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wheaton College Wheaton IL 08/2019 05/2023
Farragut High School Knoxville TN 08/2015 05/2019
Young Life Buena Vista CO 05/2019 08/2019
Laureate Wealth Management Glenn Ellyn IL 06/2022 08/2022
Friends Of The Smokies Sevierville TN 05/2021 08/2021
Jewelry Television Knoxville TN 05/2020 08/2020
49 Wealth Management Austin TX 06/2023 Present
Purshe Kaplan Sterling Investments Albany NY 06/2023 01/2024
Oakwood Capital Securities, Inc. Minneapolis MN 07/2024 12/2024
  • 08/2019 → 05/2023
    Wheaton College
    Wheaton, IL
  • 08/2015 → 05/2019
    Farragut High School
    Knoxville, TN
  • 05/2019 → 08/2019
    Young Life
    Buena Vista, CO
  • 06/2022 → 08/2022
    Laureate Wealth Management
    Glenn Ellyn, IL
  • 05/2021 → 08/2021
    Friends Of The Smokies
    Sevierville, TN
  • 05/2020 → 08/2020
    Jewelry Television
    Knoxville, TN
  • 06/2023 → Present
    49 Wealth Management
    Austin, TX
  • 06/2023 → 01/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 07/2024 → 12/2024
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Other Businesses

1) 49 Financial; Fixed Insurance; Non-investment related; 916 S Capital Of Texas Hwy Ste 2.100, Austin, TX 78746; Licensed insurance agent since 6/3/2023; 40 hours per month; Meet with clients, discuss financial goals and needs, and, if applicable, provide fixed insurance services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-01
S63 Uniform Securities Agent State Law Examination 2023-04-03
  • S65 Uniform Investment Adviser Law Examination
    2024-06-01
  • S63 Uniform Securities Agent State Law Examination
    2023-04-03
Other Names
  • Caleb Benjamin Kuhn
  • Caleb Benjamin Kuhn
  • Caleb B Kuhn

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