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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-01-12 |
Branch Locations
525 Main Street Suite 410, Delafield, WI 53018 • United States
Mequon, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Brookfield | WI | 05/2023 | 01/2026 |
| Premier Medical Staffing Services | West Allis | WI | 12/2021 | 05/2023 |
| Dentaquest | Milwaukee | WI | 07/2021 | 12/2021 |
| Warby Parker | Milwaukee | WI | 09/2019 | 07/2021 |
| Visionworks | Menomonee Falls | WI | 02/2019 | 09/2019 |
| Life Church | Germantown | WI | 06/2018 | 01/2019 |
| Visionworks | West Bend | WI | 07/2017 | 09/2018 |
| Shea Electric | Oshkosh | WI | 12/2016 | 02/2017 |
| Dicks Sporting Goods | Oshkosh | WI | 10/2015 | 11/2016 |
| Unemployed | West Bend | WI | 02/2017 | 06/2017 |
| Fidelity Investments | Boston | MA | 03/2025 | 01/2026 |
| Rbc Capital Markets, Llc | Delafield | WI | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-15 |
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