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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-01-12
  • WI RA
    APPROVED
    Since 2026-01-12

Branch Locations

525 Main Street Suite 410, Delafield, WI 53018 • United States

Mequon, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Brookfield WI 05/2023 01/2026
Premier Medical Staffing Services West Allis WI 12/2021 05/2023
Dentaquest Milwaukee WI 07/2021 12/2021
Warby Parker Milwaukee WI 09/2019 07/2021
Visionworks Menomonee Falls WI 02/2019 09/2019
Life Church Germantown WI 06/2018 01/2019
Visionworks West Bend WI 07/2017 09/2018
Shea Electric Oshkosh WI 12/2016 02/2017
Dicks Sporting Goods Oshkosh WI 10/2015 11/2016
Unemployed West Bend WI 02/2017 06/2017
Fidelity Investments Boston MA 03/2025 01/2026
Rbc Capital Markets, Llc Delafield WI 01/2026 Present
  • 05/2023 → 01/2026
    Fidelity Investments
    Brookfield, WI
  • 12/2021 → 05/2023
    Premier Medical Staffing Services
    West Allis, WI
  • 07/2021 → 12/2021
    Dentaquest
    Milwaukee, WI
  • 09/2019 → 07/2021
    Warby Parker
    Milwaukee, WI
  • 02/2019 → 09/2019
    Visionworks
    Menomonee Falls, WI
  • 06/2018 → 01/2019
    Life Church
    Germantown, WI
  • 07/2017 → 09/2018
    Visionworks
    West Bend, WI
  • 12/2016 → 02/2017
    Shea Electric
    Oshkosh, WI
  • 10/2015 → 11/2016
    Dicks Sporting Goods
    Oshkosh, WI
  • 02/2017 → 06/2017
    Unemployed
    West Bend, WI
  • 03/2025 → 01/2026
    Fidelity Investments
    Boston, MA
  • 01/2026 → Present
    Delafield, WI
Previous Registrations
  • 2025-03-31 → 2026-01-14
    Milwaukee, WI
    Brookfield, WI
    Madison, WI
    Boston, MA
  • 2024-04-30 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Brookfield, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-15
  • S66 Uniform Combined State Law Examination
    2024-04-15

View on SEC IAPD

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