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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Dubuque | IA | 05/2023 | 05/2026 |
| Dubuque Senior High School | Dubuque | IA | 08/2016 | 05/2020 |
| Bunker Hill Golf Course | Dubuque | IA | 05/2020 | 08/2021 |
| St. Ambrose University | Davenport | IA | 08/2020 | 05/2024 |
| Boys And Girls Club Of Greater Dubuque | Dubuque | IA | 05/2022 | 08/2022 |
| Lpl Financial Llc | Dubuque | IA | 05/2026 | Present |
1. 04/2026 - Bridgewater Advisors, Inc - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/4/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-09 |
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