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Broadway Wealth Solutions CRD 291753
$308M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-06 |
Branch Locations
1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diamond Concession | San Antonio | TX | 04/2016 | 09/2018 |
| Best Buy | San Antonio | TX | 10/2017 | 08/2019 |
| Broadway National Bank | San Antonio | TX | 08/2019 | 04/2022 |
| Broadway Wealth Solutions, Inc. | San Antonio | TX | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-10 |
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