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Paul Anthony Figueroa

Broadway Wealth Solutions

San Antonio, TX

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Current Employers
Broadway Wealth Solutions

1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-06
  • TX RA
    APPROVED
    Since 2023-06-06

Branch Locations

1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diamond Concession San Antonio TX 04/2016 09/2018
Best Buy San Antonio TX 10/2017 08/2019
Broadway National Bank San Antonio TX 08/2019 04/2022
Broadway Wealth Solutions, Inc. San Antonio TX 05/2022 Present
  • 04/2016 → 09/2018
    Diamond Concession
    San Antonio, TX
  • 10/2017 → 08/2019
    Best Buy
    San Antonio, TX
  • 08/2019 → 04/2022
    Broadway National Bank
    San Antonio, TX
  • 05/2022 → Present
    Broadway Wealth Solutions, Inc.
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-10
  • S65 Uniform Investment Adviser Law Examination
    2022-12-10

View on SEC IAPD

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