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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-08 |
| NC | RA | APPROVED | 2023-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Asheville | NC | 05/2023 | Present |
| United States Probation Office | Charlotte | NC | 03/1998 | 04/2023 |
U.S. DISTRICT COURT FOR THE WESTERN DISTRICT OF NORTH CAROLINA ; INV RELATED; ASHEVILLE,NC; COMMITTEE MEMBER ; START DATE: 02/02/2026; 4 HRS PER MONTH; 4 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-12 |
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