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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-28 |
| DC | RA | APPROVED | 2025-05-09 |
| OK | RA | APPROVED | 2025-05-07 |
| TX | RA | APPROVED | 2025-05-07 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
Aiken, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dwayne Lanes Chevrolet | Arlington | WA | 10/2021 | 07/2023 |
| Washington Shippers Llc | Mount Vernon | WA | 11/2022 | 07/2023 |
| Skagit Powersports | Burlington | WA | 04/2016 | 10/2021 |
| Western Washington University | Bellingham | WA | 09/2017 | 06/2021 |
| Neumann Investments And Associates Llc | Burlington | WA | 01/2020 | 05/2022 |
| Stanwood High School | Stanwood | WA | 09/2014 | 06/2017 |
| Thrivent Investment Management Inc | Mill Creek | WA | 06/2023 | Present |
| Thrivent Financial | Appleton | WI | 07/2023 | 02/2024 |
| Thrivent Financial | Appleton | WI | 02/2024 | 04/2025 |
| Thrivent Financial | Appleton | WI | 04/2025 | Present |
WASHINGTON SHIPPERS LLC POSITION: Owner NATURE: Amazon Drop shippingResale INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2023 ADDRESS: 975 Picket Ln, Burlington WA 98233, United States DESCRIPTION: Purchasing Inventory / Holding productShipping to Amazon
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-22 |
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