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Mia Saigal

Ubs Financial Services Inc.

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-19
NJ RA APPROVED 2024-11-20
  • NY RA
    APPROVED
    Since 2026-03-19
  • NJ RA
    APPROVED
    Since 2024-11-20

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 08/2024 Present
Ubs Securities Llc Weehawken NJ 06/2023 08/2023
Penguin Random House Sea Livingston NJ 06/2022 08/2022
Alm Unlimited Real Estate Livingston NJ 06/2021 08/2021
Hot Tots Boutique Livingston NJ 06/2020 08/2020
Hays Ventures Llc New York NY 06/2019 07/2019
University Of Maryland, College Park College Park MD 08/2020 05/2024
Livingston High School Livingston NJ 09/2016 05/2020
Heritage Middle School Livingston NJ 09/2013 09/2016
  • 08/2024 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 06/2023 → 08/2023
    Ubs Securities Llc
    Weehawken, NJ
  • 06/2022 → 08/2022
    Penguin Random House Sea
    Livingston, NJ
  • 06/2021 → 08/2021
    Alm Unlimited Real Estate
    Livingston, NJ
  • 06/2020 → 08/2020
    Hot Tots Boutique
    Livingston, NJ
  • 06/2019 → 07/2019
    Hays Ventures Llc
    New York, NY
  • 08/2020 → 05/2024
    University Of Maryland, College Park
    College Park, MD
  • 09/2016 → 05/2020
    Livingston High School
    Livingston, NJ
  • 09/2013 → 09/2016
    Heritage Middle School
    Livingston, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-18
S63 Uniform Securities Agent State Law Examination 2024-11-04
  • S65 Uniform Investment Adviser Law Examination
    2024-11-18
  • S63 Uniform Securities Agent State Law Examination
    2024-11-04

View on SEC IAPD

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Other Investors

Janice A McGunnigle
ANN MARIE REILLEY
HENRY NICHOLSON BARRINGER
TYLER WILLIAM WEAVER
HEATHER OLINGER LAWRENCE
CAMERON HARRIS NEWELL
RICKEY J DEGANGI
Julie Ann Ann Isbey

Other Offices

ALPHA FINANCIAL ADVISORS, LLC · CHARLOTTE, NC
UBS FINANCIAL SERVICES INC. · CHARLOTTE, NC
EQUITABLE ADVISORS, LLC · CHARLOTTE, NC
TD PRIVATE CLIENT WEALTH LLC · Charlotte, NC
INDEPENDENT ADVISOR ALLIANCE, LLC · Charlotte, NC
CREATIVE PLANNING · Charlotte, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Charlotte, NC
BRIGHTHOUSE INVESTMENT ADVISERS, LLC · CHARLOTTE, NC

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