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Employer firm

A.g.p. / Alliance Global Partners CRD 8361

$2.30B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-21
FL RA APPROVED 2024-09-06
CA RA APPROVED 2024-09-05
IL RA APPROVED 2024-09-05
NY RA APPROVED 2024-09-05
NC RA APPROVED 2024-09-05
SC RA APPROVED 2024-09-05
TX RA APPROVED 2010-02-04
AZ RA APPROVED 2009-08-17
  • CT RA
    APPROVED
    Since 2025-10-21
  • FL RA
    APPROVED
    Since 2024-09-06
  • CA RA
    APPROVED
    Since 2024-09-05
  • IL RA
    APPROVED
    Since 2024-09-05
  • NY RA
    APPROVED
    Since 2024-09-05
  • NC RA
    APPROVED
    Since 2024-09-05
  • SC RA
    APPROVED
    Since 2024-09-05
  • TX RA
    APPROVED
    Since 2010-02-04
  • AZ RA
    APPROVED
    Since 2009-08-17

Branch Locations

9375 E. Shea Blvd, Suite 100, Scottsdale, AZ 85260 • United States

1201 Dove Street Suite 200, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Euro Pacific Capital Phoenix AZ 12/2007 Present
  • 12/2007 → Present
    Euro Pacific Capital
    Phoenix, AZ
Other Businesses

1. 31 Ash LLC - rental property, residential SFR, 6/12; less than 2 hours mainly non-working hours per month, less than 15k/year

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-04
S63 Uniform Securities Agent State Law Examination 1999-07-14
  • S66 Uniform Combined State Law Examination
    2008-01-04
  • S63 Uniform Securities Agent State Law Examination
    1999-07-14
Designations
  • Certified Financial Planner

View on SEC IAPD

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