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Current Employers
Buttonwood Capital Management (Bcm)

17550 North Perimeter Drive Suite 100, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-14
  • AZ RA
    APPROVED
    Since 2025-02-14

Branch Locations

17550 North Perimeter Drive Suite 100, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buttonwood Capital Management Scottsdale AZ 06/2023 Present
Unemployed Scottsdale AZ 02/2023 06/2023
Stoa Phoenix AZ 02/2022 02/2023
Unemployed Scottsdale AZ 11/2021 02/2022
Paycom Austin TX 01/2021 11/2021
Factset Austin TX 06/2015 01/2021
Lpl Financial Llc Scottsdale AZ 09/2023 Present
  • 06/2023 → Present
    Buttonwood Capital Management
    Scottsdale, AZ
  • 02/2023 → 06/2023
    Unemployed
    Scottsdale, AZ
  • 02/2022 → 02/2023
    Stoa
    Phoenix, AZ
  • 11/2021 → 02/2022
    Unemployed
    Scottsdale, AZ
  • 01/2021 → 11/2021
    Paycom
    Austin, TX
  • 06/2015 → 01/2021
    Factset
    Austin, TX
  • 09/2023 → Present
    Lpl Financial Llc
    Scottsdale, AZ
Other Businesses

1) 09/25/2023 - Buttonwood Capital Management - DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s) - Start Date 08/24/2023 - Time Spent 100% 2) 12/10/2025 - Buttonwood Capital Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/14/2025 - 160 hours per month/ 120 hours during trading - I provide investment advisory services through Buttonwood Capital Management, an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-02
  • S63 Uniform Securities Agent State Law Examination
    2024-12-02
Designations

View on SEC IAPD

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