Jason Michael Babcock

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2002-03-20

CA RA
APPROVED

Since 2002-03-20

Branch Locations

240 Third Street Suite 100, Los Altos, CA 94022-3617 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc	Los Altos	CA	02/2002	Present
Charles Schwab Bank, Ssb	Los Altos	CA	02/2005	Present

02/2002 → Present

Charles Schwab & Co., Inc

Los Altos, CA
02/2005 → Present

Charles Schwab Bank, Ssb

Los Altos, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-09-14
S63	Uniform Securities Agent State Law Examination	1999-12-30

S65 Uniform Investment Adviser Law Examination

2000-09-14
S63 Uniform Securities Agent State Law Examination

1999-12-30

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

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