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Nicholas Paul Pfledderer

Schwab Wealth Advisory, Inc.

Indianapolis, IN

CRD 7737650

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-11-25
  • IN RA
    APPROVED
    Since 2025-11-25

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Indianapolis IN 06/2023 06/2023
Full-Time Education Crawfordsville IN 08/2022 05/2023
Adorant Group Chicago IL 08/2022 05/2023
Adorant Group Chicago IL 06/2022 08/2022
Adi Solutions Osnabruck 05/2022 05/2022
Full-Time Education London 01/2022 04/2022
Full-Time Education Crawfordsville IN 08/2021 12/2021
Adorant Group Chicago IL 05/2021 08/2021
Full-Time Education Crawfordsville IN 08/2020 05/2021
Archon Tech Carmel IN 05/2020 08/2020
Full-Time Education Crawfordsville IN 08/2019 05/2020
Sahm's Place Indianapolis IN 06/2019 08/2019
Charles Schwab Co., Inc. Indianapolis IN 07/2023 Present
Full-Time Education Indianapolis IN 06/2013 06/2019
Schwab Wealth Advisory, Inc. Indianapolis IN 11/2025 Present
  • 06/2023 → 06/2023
    Unemployed
    Indianapolis, IN
  • 08/2022 → 05/2023
    Full-Time Education
    Crawfordsville, IN
  • 08/2022 → 05/2023
    Adorant Group
    Chicago, IL
  • 06/2022 → 08/2022
    Adorant Group
    Chicago, IL
  • 05/2022 → 05/2022
    Adi Solutions
    Osnabruck
  • 01/2022 → 04/2022
    Full-Time Education
    London
  • 08/2021 → 12/2021
    Full-Time Education
    Crawfordsville, IN
  • 05/2021 → 08/2021
    Adorant Group
    Chicago, IL
  • 08/2020 → 05/2021
    Full-Time Education
    Crawfordsville, IN
  • 05/2020 → 08/2020
    Archon Tech
    Carmel, IN
  • 08/2019 → 05/2020
    Full-Time Education
    Crawfordsville, IN
  • 06/2019 → 08/2019
    Sahm's Place
    Indianapolis, IN
  • 07/2023 → Present
    Charles Schwab Co., Inc.
    Indianapolis, IN
  • 06/2013 → 06/2019
    Full-Time Education
    Indianapolis, IN
  • 11/2025 → Present
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-09
S63 Uniform Securities Agent State Law Examination 2023-12-27
  • S66 Uniform Combined State Law Examination
    2025-05-09
  • S63 Uniform Securities Agent State Law Examination
    2023-12-27
Other Names
  • Nick Pfledderer

View on SEC IAPD

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