Best Investors Account Sign in

John H Swartz

Raymond James & Associates, Inc.

Portsmouth, NH

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-01-19
  • NH RA
    APPROVED
    Since 2024-01-19

Branch Locations

29 Maplewood Avenue Suite 2, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Portmouth NH 05/2023 Present
Brewster Ambulance Service Boston MA 02/2021 04/2023
Horizon Beverage Company Norton MA 09/2018 08/2020
Southern Glazers Wine & Spirits Raliegh NC 05/2016 08/2018
Boston University Boston MA 08/2020 01/2021
  • 05/2023 → Present
    Raymond James & Associates
    Portmouth, NH
  • 02/2021 → 04/2023
    Brewster Ambulance Service
    Boston, MA
  • 09/2018 → 08/2020
    Horizon Beverage Company
    Norton, MA
  • 05/2016 → 08/2018
    Southern Glazers Wine & Spirits
    Raliegh, NC
  • 08/2020 → 01/2021
    Boston University
    Boston, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-01-10
S65 Uniform Investment Adviser Law Examination 2023-12-16
  • S63 Uniform Securities Agent State Law Examination
    2024-01-10
  • S65 Uniform Investment Adviser Law Examination
    2023-12-16

View on SEC IAPD

Other Firms

CHARTER OAK CAPITAL MANAGEMENT
NVEST FINANCIAL, LLC
DAVID WENDELL ASSOCIATES, INC.
KWM FINANCIAL LLC
GOLDEN FINANCIAL SERVICES
ESTATE PLANNERS OF NEW ENGLAND, LLC
PISCATAQUA RESEARCH INC.
PATRIOT ADVISORY GROUP

Other Investors

TODD MICHAEL CESCA
Renee Elizabeth Hickey
KAREN LEE ZARAMBA
JAMES ALLEN BOSSIEUX
KATY MORRISON CARR
SAMUEL RICHARDSON REID
LENA WYAND
SARAH SERLING CLAPP

Other Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH
KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

More in Portsmouth, NH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor