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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-08
GA RA APPROVED 2026-02-24
  • TX RA
    APPROVED
    Since 2026-04-08
  • GA RA
    APPROVED
    Since 2026-02-24

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Atlanta GA 06/2023 01/2026
Cibc Private Wealth Us Atlanta GA 06/2022 08/2022
Think Equity New York NY 05/2021 07/2021
The University Of Alabama Tuscaloosa AL 08/2019 05/2023
The Galloway School (High School) Atlanta GA 08/2015 05/2019
Mo'NElisa Italian Restaurant And Pizzeria Point Lookout NY 06/2018 08/2018
Mo'NElisa Italian Restaurant And Pizzeria Point Lookout NY 06/2017 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 02/2026 Present
Bank Of America, N.A. Alpharetta GA 03/2026 Present
  • 06/2023 → 01/2026
    Atlanta, GA
  • 06/2022 → 08/2022
    Cibc Private Wealth Us
    Atlanta, GA
  • 05/2021 → 07/2021
    Think Equity
    New York, NY
  • 08/2019 → 05/2023
    The University Of Alabama
    Tuscaloosa, AL
  • 08/2015 → 05/2019
    The Galloway School (High School)
    Atlanta, GA
  • 06/2018 → 08/2018
    Mo'NElisa Italian Restaurant And Pizzeria
    Point Lookout, NY
  • 06/2017 → 08/2017
    Mo'NElisa Italian Restaurant And Pizzeria
    Point Lookout, NY
  • 02/2026 → Present
    Alpharetta, GA
  • 03/2026 → Present
    Bank Of America, N.A.
    Alpharetta, GA
Previous Registrations
  • 2025-01-14 → 2026-01-22
    Atlanta, GA
    Alpharetta, GA
    Purchase, NY
    Alpharetta, GA
    Purchase, NY
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-11
S63 Uniform Securities Agent State Law Examination 2023-04-10
  • S66 Uniform Combined State Law Examination
    2025-01-11
  • S63 Uniform Securities Agent State Law Examination
    2023-04-10
Other Names
  • Wyatt P Duncan

View on SEC IAPD

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