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Alan James Ferrari

Huntleigh Advisors, Inc.

St. Louis, MO

Dwight, IL

CRD 3194695

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Employer firm

Huntleigh Advisors, Inc. CRD 113412

$782M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Huntleigh Advisors, Inc.

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2021-01-22
IL RA APPROVED 2021-01-04
SC RA APPROVED 2021-01-04
  • AK RA
    APPROVED
    Since 2021-01-22
  • IL RA
    APPROVED
    Since 2021-01-04
  • SC RA
    APPROVED
    Since 2021-01-04

Branch Locations

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

108 East Main Street, Dwight, IL 60420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
K. W. Chambers & Co. St. Louis MO 02/1999 01/2021
Huntleigh Securities Corporation St. Louis MO 01/2021 Present
Huntleigh Advisors, Inc. St. Louis MO 01/2021 Present
  • 02/1999 → 01/2021
    K. W. Chambers & Co.
    St. Louis, MO
  • 01/2021 → Present
    Huntleigh Securities Corporation
    St. Louis, MO
  • 01/2021 → Present
    St. Louis, MO
Previous Registrations
  • 2008-10-23 → 2023-03-28
    Datatex Investment Services Inc
    Kankakee, IL
    Clayton, MO
Other Businesses

1) DEMIGAN COMMERCIAL DEVELOPMENT CO.; NON-INVESTMENT RELATED; COMMERCIAL RENTAL PROPERTY; DWIGHT, IL; PRESIDENT AND CO-OWNER (50%); 1996; APPROXIMATELY 2 HOURS PER MONTH OVERSEEING PROPERTY; 2) OWNER OF SEVERAL RENTAL PROPERTIES; NON-INVESTMENT RELATED; MORRIS IL; OWNED FOR THE RENTAL INCOME; SINCE 9/2005; 10 HRS/MONTH IS SPENT MAINTINING THE PROPERTIES AND COLLECTING RENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-05
S63 Uniform Securities Agent State Law Examination 1999-07-23
  • S65 Uniform Investment Adviser Law Examination
    2001-04-05
  • S63 Uniform Securities Agent State Law Examination
    1999-07-23

View on SEC IAPD

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