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Current Employers
Thrivent Asset Management, Llc

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-02-14
  • MN RA
    APPROVED
    Since 2022-02-14

Branch Locations

901 Marquette Avenue, Suite 2500, Minneapolis, MN 55402-3211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance St. Paul MN 03/2012 10/2019
Securian Financial Services, Inc St. Paul MN 04/2012 10/2019
Unemployed St Paul MN 11/2019 Present
Thrivent Distributors Llc Minneapolis MN 05/2021 Present
  • 03/2012 → 10/2019
    Minnesota Life Insurance
    St. Paul, MN
  • 04/2012 → 10/2019
    Securian Financial Services, Inc
    St. Paul, MN
  • 11/2019 → Present
    Unemployed
    St Paul, MN
  • 05/2021 → Present
    Thrivent Distributors Llc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-09
S63 Uniform Securities Agent State Law Examination 1999-04-27
  • S65 Uniform Investment Adviser Law Examination
    2022-02-09
  • S63 Uniform Securities Agent State Law Examination
    1999-04-27
Designations
Other Names
  • Mike Law
  • Michael J Law

View on SEC IAPD

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