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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-09-16 |
Branch Locations
2535 Us Hwy 98, Daphne, AL 36526 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Gulf Shores | AL | 05/2023 | Present |
| Wells Fargo Bank, Na | Gulf Shores | AL | 10/2021 | Present |
| Wayfair | Boston | MA | 01/2021 | 10/2021 |
| Select Quote | Overland Park | KS | 11/2020 | 01/2021 |
| Victra | Gulf Shores | AL | 06/2016 | 12/2020 |
HOME DEPOT; NOT INV RELATED; FOLEY, AL; SALES/CUSTOMER SERVICE; START DATE 3/31/2024; 120 HOURS PER MONTH; 0 DUIRNG TRADING; STORE SALES, CUSTOMER SERVICE AND STOCKING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-22 |
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