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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-04
  • NC RA
    APPROVED
    Since 2023-08-04

Branch Locations

1729 E Dixon Blvd, Shelby, NC 28150 • United States

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Superior Insurance Wilmington NC 09/2018 02/2020
State Employees's Credit Union Shelby NC 02/2020 Present
State Farm Insurance Wilmington NC 03/2018 09/2018
Leland Christian Academy Leland NC 01/2018 03/2018
Robert Half Talent Solutions Wilmington NC 10/2017 11/2017
City Of Wilmington Wilmington NC 07/2017 09/2017
Unc-Wilmington Wilmington NC 08/2015 05/2017
Secu Brokerage Services Raleigh NC 05/2023 Present
Secu Life Insurance Company Raleigh NC 05/2023 Present
Credit Union Investment Services Raleigh NC 06/2023 Present
  • 09/2018 → 02/2020
    Superior Insurance
    Wilmington, NC
  • 02/2020 → Present
    State Employees's Credit Union
    Shelby, NC
  • 03/2018 → 09/2018
    State Farm Insurance
    Wilmington, NC
  • 01/2018 → 03/2018
    Leland Christian Academy
    Leland, NC
  • 10/2017 → 11/2017
    Robert Half Talent Solutions
    Wilmington, NC
  • 07/2017 → 09/2017
    City Of Wilmington
    Wilmington, NC
  • 08/2015 → 05/2017
    Unc-Wilmington
    Wilmington, NC
  • 05/2023 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 05/2023 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 06/2023 → Present
    Raleigh, NC
Other Businesses

State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 2/2020. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 5/2023. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-04
  • S66 Uniform Combined State Law Examination
    2023-08-04
Other Names
  • Nick Cato

View on SEC IAPD

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