Best Investors Account Sign in

Richard Jason Winn

LPl Financial LLC

Shelby, NC

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-05-21
  • NC RA
    APPROVED
    Since 2021-05-21

Branch Locations

201 S. Washington St., Ste 102, Shelby, NC 28150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Securities, Inc. Dublin OH 07/2003 12/2019
Lpl Financial Llc Shelby NC 01/2020 Present
Winn Insurance Network, Llc Shelby NC 05/2013 Present
  • 07/2003 → 12/2019
    Nationwide Securities, Inc.
    Dublin, OH
  • 01/2020 → Present
    Shelby, NC
  • 05/2013 → Present
    Winn Insurance Network, Llc
    Shelby, NC
Other Businesses

1)01/09/2020 - Real Estate Rental - Owner - inv rel - Shelby, NC - start: 2015 2)01/09/2020 - Winn Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - At reported business location(s) - 0 Hours Per Month/0 Hours During Securities Trading 3)01/09/2020 - Non-Variable Insurance - Property and Casualty, Life, Long Term Care, Annuities - inv rel - At reported business location(s) - start: 1998 - 0 Hours Per Month/0 Hours During Securities Trading 4)01/09/2020 - Non-Variable Insurance - Property and Casualty, Life, Long Term Care, Annuities - inv rel - At reported business location(s) - start: 1998 - 0 Hours Per Month/0 Hours During Securities Trading 5) 11/07/2022 - Jason & Julie Winn Properties - Not Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 01/11/2022 - 1 Hours Per Month/0 Hours During Securities Trading 6) 07/03/2025 - Christian Business Men's Committee - Outside/W-2 Employment - Not Inv Related - Home Based - Start Date -06/01/2025 - 60 Hours Per Month/8 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-21
S63 Uniform Securities Agent State Law Examination 2002-01-28
  • S65 Uniform Investment Adviser Law Examination
    2021-05-21
  • S63 Uniform Securities Agent State Law Examination
    2002-01-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Shelby, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor