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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-05-21 |
Branch Locations
201 S. Washington St., Ste 102, Shelby, NC 28150 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Securities, Inc. | Dublin | OH | 07/2003 | 12/2019 |
| Lpl Financial Llc | Shelby | NC | 01/2020 | Present |
| Winn Insurance Network, Llc | Shelby | NC | 05/2013 | Present |
1)01/09/2020 - Real Estate Rental - Owner - inv rel - Shelby, NC - start: 2015 2)01/09/2020 - Winn Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - At reported business location(s) - 0 Hours Per Month/0 Hours During Securities Trading 3)01/09/2020 - Non-Variable Insurance - Property and Casualty, Life, Long Term Care, Annuities - inv rel - At reported business location(s) - start: 1998 - 0 Hours Per Month/0 Hours During Securities Trading 4)01/09/2020 - Non-Variable Insurance - Property and Casualty, Life, Long Term Care, Annuities - inv rel - At reported business location(s) - start: 1998 - 0 Hours Per Month/0 Hours During Securities Trading 5) 11/07/2022 - Jason & Julie Winn Properties - Not Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 01/11/2022 - 1 Hours Per Month/0 Hours During Securities Trading 6) 07/03/2025 - Christian Business Men's Committee - Outside/W-2 Employment - Not Inv Related - Home Based - Start Date -06/01/2025 - 60 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-28 |
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