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Amelia Smith

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-01-28
TX RA APPROVED 2025-01-27
  • AZ RA
    APPROVED
    Since 2025-01-28
  • TX RA
    APPROVED
    Since 2025-01-27

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Inc Scottsdale AZ 06/2023 11/2024
Sal E Pepe Newtown CT 05/2018 08/2019
Rusty Taco Tempe AZ 10/2022 04/2023
Unemployed Newtown CT 12/2014 04/2018
Arizona State University Tempe AZ 08/2019 05/2023
Doordash Tempe AZ 05/2021 06/2021
Jpmorgan Chase Bank, N.A. Phoenix AZ 12/2024 Present
J.P. Morgan Securities Llc Phoenix AZ 12/2024 Present
Sal E Pepe Newtown CT 12/2019 01/2020
Sal E Pepe Newtown CT 05/2020 08/2020
  • 06/2023 → 11/2024
    The Vanguard Group Inc
    Scottsdale, AZ
  • 05/2018 → 08/2019
    Sal E Pepe
    Newtown, CT
  • 10/2022 → 04/2023
    Rusty Taco
    Tempe, AZ
  • 12/2014 → 04/2018
    Unemployed
    Newtown, CT
  • 08/2019 → 05/2023
    Arizona State University
    Tempe, AZ
  • 05/2021 → 06/2021
    Doordash
    Tempe, AZ
  • 12/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Phoenix, AZ
  • 12/2024 → Present
    J.P. Morgan Securities Llc
    Phoenix, AZ
  • 12/2019 → 01/2020
    Sal E Pepe
    Newtown, CT
  • 05/2020 → 08/2020
    Sal E Pepe
    Newtown, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-27
S63 Uniform Securities Agent State Law Examination 2023-08-11
  • S66 Uniform Combined State Law Examination
    2025-01-27
  • S63 Uniform Securities Agent State Law Examination
    2023-08-11
Other Names
  • Amelia Smith
  • Amelia Wold Smith

View on SEC IAPD

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Alyssa Shelton
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Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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