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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-02
NY RA APPROVED 2023-08-01
TX RA APPROVED 2023-07-25
  • NJ RA
    APPROVED
    Since 2023-08-02
  • NY RA
    APPROVED
    Since 2023-08-01
  • TX RA
    APPROVED
    Since 2023-07-25

Branch Locations

200 New Dorp Lane, Staten Island, NY 10306 • United States

277 Park Ave, Floor 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Staten Island NY 05/2023 Present
Jpmorgan Chase Bank, N.A. Staten Island NY 04/2023 Present
Belvedere Hospitality Group Llc Staten Island NY 02/2019 04/2023
Seasons 52 - Darden Restaurants, Inc Edison NJ 10/2015 06/2017
Belvedere Dining Services Staten Island NY 06/2017 02/2019
The Belvedere Club Staten Island NY 07/2023 Present
  • 05/2023 → Present
    Staten Island, NY
  • 04/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Staten Island, NY
  • 02/2019 → 04/2023
    Belvedere Hospitality Group Llc
    Staten Island, NY
  • 10/2015 → 06/2017
    Seasons 52 - Darden Restaurants, Inc
    Edison, NJ
  • 06/2017 → 02/2019
    Belvedere Dining Services
    Staten Island, NY
  • 07/2023 → Present
    The Belvedere Club
    Staten Island, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-15
  • S66 Uniform Combined State Law Examination
    2023-07-15
Other Names
  • Samantha A Marino
  • Samantha Marino

View on SEC IAPD

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