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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-06
OH RA APPROVED 2024-11-05
  • FL RA
    APPROVED
    Since 2024-11-06
  • OH RA
    APPROVED
    Since 2024-11-05

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Cincinnati OH 07/2023 Present
Ernst & Young Llp Cincinnati OH 10/2017 06/2023
Miami University Oxford OH 08/2013 07/2017
  • 07/2023 → Present
    Cincinnati, OH
  • 10/2017 → 06/2023
    Ernst & Young Llp
    Cincinnati, OH
  • 08/2013 → 07/2017
    Miami University
    Oxford, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-09
  • S66 Uniform Combined State Law Examination
    2023-12-09

View on SEC IAPD

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