Nicholas Termini

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-03
FL	RA	APPROVED	2024-11-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tampa	FL	08/2024	Present
Edward Jones	Woodstock	IL	10/2023	08/2024
Northern Illinois University	Dekalb	IL	08/2020	05/2024
University Of Wisconsin-Madison	Madison	WI	09/2019	08/2020
One Twenty Live	Bartlett	IL	06/2020	09/2023
Wok N Fire	St. Charles	IL	01/2022	05/2022
Northwestern Mutual	Schaumburg	IL	06/2023	06/2023
Ozzie's Subs	Elmhurst	IL	05/2020	08/2020
Unemployed	Elgin	IL	09/2014	09/2019
Stratos Wealth Management	Elmhurst	IL	06/2022	08/2022
Mab Ddb Corp	Bartlett	IL	12/2021	06/2023
Ozzie's	Melrose Park	IL	05/2021	08/2021
Bank Of America, N.A.	Tampa	FL	10/2024	Present

08/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL
10/2023 → 08/2024

Edward Jones

Woodstock, IL
08/2020 → 05/2024

Northern Illinois University

Dekalb, IL
09/2019 → 08/2020

University Of Wisconsin-Madison

Madison, WI
06/2020 → 09/2023

One Twenty Live

Bartlett, IL
01/2022 → 05/2022

Wok N Fire

St. Charles, IL
06/2023 → 06/2023

Northwestern Mutual

Schaumburg, IL
05/2020 → 08/2020

Ozzie's Subs

Elmhurst, IL
09/2014 → 09/2019

Unemployed

Elgin, IL
06/2022 → 08/2022

Stratos Wealth Management

Elmhurst, IL
12/2021 → 06/2023

Mab Ddb Corp

Bartlett, IL
05/2021 → 08/2021

Ozzie's

Melrose Park, IL
10/2024 → Present

Bank Of America, N.A.

Tampa, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-25

Other Firms