Nicholas Barrett Dull

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 11/2007 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 1999-04-01 → 2007-11-12
  Valic Financial Advisors, Inc.
  West Palm Beach, FL
  Boca Raton, FL

Other Businesses

RENTAL UNIT, OWNER, 6466 EMERALD DUNES DRI., UNIT 103, WEST PALM BEACH, FL. 33411, START 2/09/2021, APPROX 1 HR/MO

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-28
• S63 Uniform Securities Agent State Law Examination
  2018-10-30