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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-01 |
| TX | RA | APPROVED | 2024-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corp | New York | NY | 05/2010 | 12/2017 |
| Ubs Securities Llc | Aventura | FL | 01/2018 | 09/2023 |
| Jpmorgan Chase Bank, Na | Palm Beach | FL | 01/2024 | Present |
| Jpmorgan Securities Llc | Palm Beach | FL | 01/2024 | Present |
| Unemployed | Delray Beach | FL | 10/2023 | 12/2023 |
| Thornhill Vineyard Properties, Llc | Delray Beach | FL | 12/2000 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-03 |
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