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Carter Thomas O'NEil

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-10
FL RA APPROVED 2024-04-13
MI RA APPROVED 2023-11-21
PA RA APPROVED 2023-08-21
TX RA APPROVED 2023-08-21
  • NY RA
    APPROVED
    Since 2024-07-10
  • FL RA
    APPROVED
    Since 2024-04-13
  • MI RA
    APPROVED
    Since 2023-11-21
  • PA RA
    APPROVED
    Since 2023-08-21
  • TX RA
    APPROVED
    Since 2023-08-21

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2023 Present
Jireh Metal Products Grandville MI 07/2022 08/2022
Michigan State University East Lansing MI 08/2022 05/2023
H & S Companies Muskegon MI 06/2021 08/2021
The Deck Muskegon MI 05/2020 08/2020
The Deck Muskegon MI 05/2019 08/2019
Michigan State University East Lansing MI 08/2018 05/2022
Snug Harbor Grand Haven MI 05/2018 08/2018
Mona Shores High School Norton Shores MI 08/2014 05/2018
  • 06/2023 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 07/2022 → 08/2022
    Jireh Metal Products
    Grandville, MI
  • 08/2022 → 05/2023
    Michigan State University
    East Lansing, MI
  • 06/2021 → 08/2021
    H & S Companies
    Muskegon, MI
  • 05/2020 → 08/2020
    The Deck
    Muskegon, MI
  • 05/2019 → 08/2019
    The Deck
    Muskegon, MI
  • 08/2018 → 05/2022
    Michigan State University
    East Lansing, MI
  • 05/2018 → 08/2018
    Snug Harbor
    Grand Haven, MI
  • 08/2014 → 05/2018
    Mona Shores High School
    Norton Shores, MI
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-18
  • S66 Uniform Combined State Law Examination
    2023-08-18
Other Names
  • Carter Oneil
  • Carter O'NEil

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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