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Geoffrey William Goldberg

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-27
  • AZ RA
    APPROVED
    Since 2025-10-27

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Counseling And Family Resources Tempe AZ 09/2015 10/2016
Unemployed Phoenix AZ 11/2016 08/2017
Scribeamerica Phoenix AZ 09/2017 12/2020
Unemployed Phoenix AZ 01/2021 02/2023
Kelly Education Tempe AZ 03/2023 07/2023
Charles Schwab & Co., Inc Phoenix AZ 07/2023 Present
Schwab Wealth Advisory, Inc Phoenix AZ 10/2025 Present
  • 09/2015 → 10/2016
    Counseling And Family Resources
    Tempe, AZ
  • 11/2016 → 08/2017
    Unemployed
    Phoenix, AZ
  • 09/2017 → 12/2020
    Scribeamerica
    Phoenix, AZ
  • 01/2021 → 02/2023
    Unemployed
    Phoenix, AZ
  • 03/2023 → 07/2023
    Kelly Education
    Tempe, AZ
  • 07/2023 → Present
    Charles Schwab & Co., Inc
    Phoenix, AZ
  • 10/2025 → Present
    Schwab Wealth Advisory, Inc
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-24
S63 Uniform Securities Agent State Law Examination 2023-11-22
  • S65 Uniform Investment Adviser Law Examination
    2025-10-24
  • S63 Uniform Securities Agent State Law Examination
    2023-11-22

View on SEC IAPD

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Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
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