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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-10-04 |
Branch Locations
100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Minneapolis | MN | 04/2024 | Present |
| Massmutual Life Insurance Company | Minneapolis | MN | 06/2024 | Present |
| University Of Minnesota Duluth Dining Services | Duluth | MN | 08/2020 | 05/2024 |
| Innovative Planning Group/Lpl Financial | Woodbury | MN | 04/2023 | 12/2023 |
| City Of Cottage Grove Parks And Rec | Cottage Grove | MN | 05/2021 | 08/2022 |
| Bailiwick | Chaska | MN | 05/2020 | 08/2020 |
| Hy-Vee | Cottage Grove | MN | 12/2019 | 03/2020 |
| Ace Hardware | Woodbury | MN | 06/2018 | 09/2019 |
| University Of Minnesota Duluth | Duluth | MN | 08/2020 | 05/2024 |
| New Life Academy | Woodbury | MN | 09/2013 | 07/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-12 |
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