Tyler Yim

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-27
NJ	RA	APPROVED	2026-03-19

FL RA
APPROVED

Since 2026-04-27
NJ RA
APPROVED

Since 2026-03-19

Branch Locations

10633 Rhodine Road, Riverview, FL 33578 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
1100 Dental	Trenton	NJ	01/2021	10/2022
Alliance Community Healthcare	Jersey City	NJ	10/2022	05/2023
Princeton Smile Dental Studios	Princeton	NJ	06/2020	09/2021
Stephen Ng Financial Group, Llc	Springfield	NJ	05/2023	Present
Temple University Kornberg School Of Dentistry	Philadelphia	PA	05/2016	08/2020
Osaic	Springfield	NJ	09/2023	Present

01/2021 → 10/2022

1100 Dental

Trenton, NJ
10/2022 → 05/2023

Alliance Community Healthcare

Jersey City, NJ
06/2020 → 09/2021

Princeton Smile Dental Studios

Princeton, NJ
05/2023 → Present

Stephen Ng Financial Group, Llc

Springfield, NJ
05/2016 → 08/2020

Temple University Kornberg School Of Dentistry

Philadelphia, PA
09/2023 → Present

Osaic

Springfield, NJ

Other Businesses

1. STEPHEN NG FINANCIAL GROUP LLC POSITION: Registered Client Service Associate NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2024 ADDRESS: 633 Morris Avenue, Springfield NJ 07081, United States DESCRIPTION: Service clients, prospects. Investment research.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-11

S66 Uniform Combined State Law Examination

2026-03-11

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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