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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
FL RA APPROVED 2018-04-10
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • FL RA
    APPROVED
    Since 2018-04-10

Branch Locations

6019 Winthrop Commerce Ave, Riverview, FL 33578 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Tampa FL 10/2004 03/2018
Suntrust Advisory Services Atlanta GA 08/2016 03/2018
Cetera Investment Advisers Llc Riverview FL 04/2018 Present
Cetera Investment Services Llc St. Cloud MN 03/2018 Present
Regions Bank Riverview FL 03/2018 Present
  • 10/2004 → 03/2018
    Suntrust Investment Services, Inc.
    Tampa, FL
  • 08/2016 → 03/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 04/2018 → Present
    Riverview, FL
  • 03/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 03/2018 → Present
    Regions Bank
    Riverview, FL
Previous Registrations
  • 2016-08-19 → 2018-04-06
    Riverview, FL
    Tampa, FL
    Lithia, FL
    Riverview, FL
    Brandon, FL
    Brandon, FL
    Seffner, FL
    Tampa, FL
    Tampa, FL
    Valrico, FL
    Riverview, FL
    St. Petersburg, FL
  • 2004-10-18 → 2016-12-31
    Truist Investment Services, Inc.
    Riverview, FL
    Lithia, FL
    Largo, FL
    Saint Petersburg, FL
    Tampa, FL
    Tampa, FL
    Riverview, FL
    Tampa, FL
    Brandon, FL
    Seffner, FL
    Tampa, FL
    Valrico, FL
    Brandon, FL
    Riverview, FL
    Brandon, FL
    Brandon, FL
    Tampa, FL
  • 1998-07-07 → 2004-10-04
    Southtrust Securities, Llc
    St. Petersburg, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-17
S63 Uniform Securities Agent State Law Examination 1988-06-21
  • S65 Uniform Investment Adviser Law Examination
    1992-11-17
  • S63 Uniform Securities Agent State Law Examination
    1988-06-21

View on SEC IAPD

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