Frank Leon Welch

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 03/2018
  Suntrust Investment Services, Inc.
  Tampa, FL
• 08/2016 → 03/2018
  Suntrust Advisory Services
  Atlanta, GA
• 04/2018 → Present
  Cetera Investment Advisers Llc
  Riverview, FL
• 03/2018 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 03/2018 → Present
  Regions Bank
  Riverview, FL

Previous Registrations

• 2016-08-19 → 2018-04-06
  Truist Advisory Services, Inc.
  Riverview, FL
  Tampa, FL
  Lithia, FL
  Riverview, FL
  Brandon, FL
  Brandon, FL
  Seffner, FL
  Tampa, FL
  Tampa, FL
  Valrico, FL
  Riverview, FL
  St. Petersburg, FL
• 2004-10-18 → 2016-12-31
  Truist Investment Services, Inc.
  Riverview, FL
  Lithia, FL
  Largo, FL
  Saint Petersburg, FL
  Tampa, FL
  Tampa, FL
  Riverview, FL
  Tampa, FL
  Brandon, FL
  Seffner, FL
  Tampa, FL
  Valrico, FL
  Brandon, FL
  Riverview, FL
  Brandon, FL
  Brandon, FL
  Tampa, FL
• 1998-07-07 → 2004-10-04
  Southtrust Securities, Llc
  St. Petersburg, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-17
• S63 Uniform Securities Agent State Law Examination
  1988-06-21