Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2000-11-01
NM RA APPROVED 1999-09-21
  • TX RA
    APPROVED_RES
    Since 2000-11-01
  • NM RA
    APPROVED
    Since 1999-09-21

Branch Locations

123 E Marcy St, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Santa Fe NM 07/2011 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Fe NM 02/1999 Present
Other Businesses

I*335410 For profit or not for profit: Entity Charitable Name of outside business organization: IMMANUEL EVANGELICAL LUTHERAN CHURCH Investment related: N Address of business: Santa Fe, New Mexico, 87505 Nature of business: ["Church or Religious Organization"] Position, title, association: ["Committee","Board Member"], [["Other"]] Start date of relationship: 7/15/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Lutheran church and a member congregation of The Lutheran Church-Missouri Synod. Purpose is religious Position Chairman of the Board of Elders

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-03
  • S66 Uniform Combined State Law Examination
    1999-09-03
Other Names
  • Larry G Stoerner

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Santa Fe, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor