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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-09-25 |
| TN | RA | APPROVED | 2023-09-11 |
Branch Locations
401 E Jefferson St Ste 100, Plymouth, IN 46563-1827 • United States
810 Meadowlark Ln, Goodlettsville, TN 37072 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Plymouth | IN | 05/2023 | Present |
| Self Employed | Nashville | TN | 05/2015 | Present |
Real Estate Ownership; Multi-Family; 508 Dorothy Dr, , Goodlettsville, TN, 37072; Investment-Related; 08/02/2021 / Commercial; 810, Meadowlark Ln, Goodlettsville, TN, 37072; Not Investment-Related; 07/15/2024. Business Ownership; Lockwood Craftsmen, LLC; Owner; Construction; 207 Rosehill Dr, , Goodlettsville, TN, 37072; Not Investment-Related; 06/01/2018; 20 to 39 hours per month; 20 to 39 during trading hours / Lockwood Estates, LLC; Owner; Real Estate; 207 Rosehill Dr., , Goodlettsville, TN, 37072; Investment-Related; 06/30/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Lockwood Mentors; President; 207 Rosehill Dr., , Goodlettsville, TN, 37072; Not Investment-Related; 09/14/2023; 0 hours per month; 0 during trading hours. Real Estate License; Yes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-26 |
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