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Alexandria Alicia Rosa

LPl Financial LLC

Austin, TX

Austin, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-01
  • TX RA
    APPROVED
    Since 2025-08-01

Branch Locations

13620 N Fm 620, Bldg C Ste 200, Austin, TX 78717 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Space Cables Llc Manchaca TX 07/2019 08/2021
Lake Travis United Methodist C Lakeway TX 06/2015 07/2019
Longhorn Center For Academic E Austin TX 08/2021 08/2022
Unemployed Austin TX 08/2022 05/2023
Irene's Austin TX 05/2023 08/2023
Charles Schwab & Co., Inc. Austin TX 08/2023 10/2024
Lpl Financial Llc Austin TX 11/2024 Present
  • 07/2019 → 08/2021
    Space Cables Llc
    Manchaca, TX
  • 06/2015 → 07/2019
    Lake Travis United Methodist C
    Lakeway, TX
  • 08/2021 → 08/2022
    Longhorn Center For Academic E
    Austin, TX
  • 08/2022 → 05/2023
    Unemployed
    Austin, TX
  • 05/2023 → 08/2023
    Irene's
    Austin, TX
  • 08/2023 → 10/2024
    Charles Schwab & Co., Inc.
    Austin, TX
  • 11/2024 → Present
    Lpl Financial Llc
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-01
S63 Uniform Securities Agent State Law Examination 2023-12-29
  • S66 Uniform Combined State Law Examination
    2025-08-01
  • S63 Uniform Securities Agent State Law Examination
    2023-12-29
Other Names
  • Ali Alicia Rosa
  • Alexandria A Rosa

View on SEC IAPD

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HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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