Robert Charles Mrozek

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-01-30 → 2016-07-12
  Stonex Advisors Inc.
  Birmingham, AL
• 2003-05-09 → 2015-01-30
  Wrp Investments, Inc.
  Ellwood, PA
  Youngstown, OH
  New Castle, PA
  Youngstown, OH

Other Businesses

1. MROZEK FINANCIAL, 2210 W STATE ST, NEW CASTLE, PA, 4/1999 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 6 HR/WK - 0/TRADING. 2. ROBERT C MROZEK, OWNER OF OFFICE RENTAL SPACE, 2210 W STATE ST, NEW CASTLE, PA, 5/2016. NIR - 1 HR/MO - 0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25 HR/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. MORZEK PROPERTIES, LLC, 2210 W STATE ST, NEW CASTLE, PA, LLC, PRESIDENT, 10/15/20, NIR, 0/YR- 0/TRADING 5. ROBERT & MARCI MROZEK / 340 Bahia Vista Dr., Indian Rocks Beach FL 33785 / 08/10/2022 / NIR / OWNER - SHORT TERM RENTALS / 15 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-14
• S63 Uniform Securities Agent State Law Examination
  1999-04-19

Other Names

• Bob Mrozek