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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-02-11
  • PA RA
    APPROVED
    Since 2014-02-11

Branch Locations

32 N Mill Street, New Castle, PA 16101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Of Pa New Castle PA 05/2006 Present
Cetera Investment Services Llc St.CLoud MN 02/2014 Present
Cetera Investment Advisors Llc New Castle PA 02/2014 Present
  • 05/2006 → Present
    First National Bank Of Pa
    New Castle, PA
  • 02/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 02/2014 → Present
    Cetera Investment Advisors Llc
    New Castle, PA
Previous Registrations
  • 2009-03-03 → 2014-02-12
    Youngstown, OH
    New Castle, PA
    Fort Mill, SC
    Beaver Falls, PA
    Beaver Falls, PA
    Koppel, PA
    New Brighton, PA
    Baden, PA
    Pittsburgh, PA
    Coraopolis, PA
    Beaver, PA
    New Castle, PA
    Beaver Falls, PA
    Beaver Falls, PA
    New Castle, PA
    Hubbard, OH
    Austintown, OH
    Youngstown, OH
  • 2008-03-26 → 2009-03-10
    Invest Financial Corporation
    New Castle, PA
    Koppel, PA
    New Castle, PA
    New Castle, PA
    New Brighton, PA
    Beaver Falls, PA
    Beaver, PA
    Baden, PA
    Beaver Falls, PA
Other Businesses

1.) RECEIVES COMPENSATION FOR REFERRALS TO FIRST NATIONAL BANK TRUST DEPARTMENT 2.) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-24
S63 Uniform Securities Agent State Law Examination 2004-04-22
  • S66 Uniform Combined State Law Examination
    2008-03-24
  • S63 Uniform Securities Agent State Law Examination
    2004-04-22
Other Names
  • Ron Hesselgesser
  • Gary Ronald Hesselgesser

View on SEC IAPD

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