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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-09-22 |
| TX | RA | APPROVED | 2023-09-22 |
Branch Locations
130 Lincoln Avenue 2Nd Floor, Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Santa Fe | NM | 01/2023 | Present |
| Real Clean Pools | Austin | TX | 09/2021 | 04/2022 |
| Bowen Bootwear | Nashville | TN | 09/2021 | 12/2022 |
| Rvella Rv Rentals | Austin | TX | 01/2020 | 09/2021 |
| Woodland Fluid Power | Magnolia | TX | 03/2018 | 10/2019 |
| Landtroop Strategies | Lubbock | TX | 09/2017 | 12/2017 |
| Vri | Franklin | OH | 12/2016 | 09/2017 |
| Stifel, Nicolaus & Company, Incorporated | Santa Fe | NM | 04/2023 | Present |
| Unemployed | Lubbock | TX | 05/2016 | 12/2016 |
1. Dead Run Enterprises LLC; 518 Old Santa Fe Trl, Santa Fe, NM 87505; Retail and wholesale of boots, leather accessories, and denim apparel; Founder; 01/02/2023; 10 Hours per Month; Not during securities trading hours; Not Investment-Related 2.Lubbock Christian University Foundation Board; 5601 19th St Lubbock TX 79407; The LCU Foundation directs strategic initiatives to enhance and facilitate Lubbock Christian University in fulfilling its mission; Board Member; Collaborate with other board members on projects funded by the foundation's endowment; 10/01/2024; 5.00hrs/year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-21 |
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