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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-09-21 |
Branch Locations
13259 Millard Ave, Omaha, NE 68137 • United States
13625 California St Ste 200 [Gl-Rbo], Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Omaha | NE | 04/2023 | Present |
| Wells Fargo Bank, Na | Omaha | NE | 08/2022 | Present |
| Barrel And Vine | Omaha | NE | 07/2021 | 06/2022 |
| Smitty's Garage | Omaha | NE | 06/2022 | 08/2022 |
| Peak Performance | Omaha | NE | 01/2022 | 08/2022 |
| Local | Omaha | NE | 02/2021 | 07/2021 |
| Pitch Pizzeria | Omaha | NE | 09/2020 | 02/2021 |
| Omaha Taphouse | Omaha | NE | 09/2019 | 10/2020 |
| Texas Roadhouse | Omaha | NE | 08/2019 | 11/2019 |
| Kroger | Omaha | NE | 10/2017 | 11/2018 |
| Wells Fargo | Omaha | NE | 01/2017 | 11/2018 |
| Texas Roadhouse | Omaha | NE | 06/2015 | 12/2016 |
| Chick-Fil-A | Omaha | NE | 10/2014 | 12/2016 |
| Cotton Patch Cafe | College Station | TX | 03/2019 | 08/2019 |
| Saltgrass | College Station | NE | 11/2018 | 04/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-31 |
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