Khuong Tran

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-08
CA	RA	APPROVED	2025-12-01

Branch Locations

14476 Big Basin Way, Saratoga, CA 95070 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	Milpitas	CA	04/2023	09/2025
Jpmorgan Chase Bank, N.A.	Milpitas	CA	04/2023	09/2025
Hong Leong Bank Vietnam	Hochiminh		08/2019	05/2022
United Overseas Bank Vietnam (Uob Vietnam)	Hochiminh		11/2017	08/2019
Standard Chartered Bank Vietnam	Hochiminh		05/2015	11/2016
Unemployed	Hochiminh		12/2016	10/2017
Unemployed	San Jose	CA	06/2022	03/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Jose	CA	09/2025	Present
Bank Of America, N.A.	San Jose	CA	11/2025	Present

04/2023 → 09/2025

J.P. Morgan Securities Llc

Milpitas, CA
04/2023 → 09/2025

Jpmorgan Chase Bank, N.A.

Milpitas, CA
08/2019 → 05/2022

Hong Leong Bank Vietnam

Hochiminh
11/2017 → 08/2019

United Overseas Bank Vietnam (Uob Vietnam)

Hochiminh
05/2015 → 11/2016

Standard Chartered Bank Vietnam

Hochiminh
12/2016 → 10/2017

Unemployed

Hochiminh
06/2022 → 03/2023

Unemployed

San Jose, CA
09/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA
11/2025 → Present

Bank Of America, N.A.

San Jose, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-01
S63	Uniform Securities Agent State Law Examination	2023-08-08

Other Firms