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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-17
TN RA APPROVED 2025-01-01
AL RA APPROVED 2005-07-13
  • TX RA
    APPROVED_RES
    Since 2025-09-17
  • TN RA
    APPROVED
    Since 2025-01-01
  • AL RA
    APPROVED
    Since 2005-07-13

Branch Locations

7600 Hwy 72 W, Suite 201, Madison, AL 35758 • United States

1650 Murfreesboro Road Ste 221, Franklin, TN 37067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Decatur AL 07/2005 Present
  • 07/2005 → Present
    Linsco/Private Ledger Corp.
    Decatur, AL
Previous Registrations
  • 2000-03-15 → 2005-07-08
    Morgan Stanley Dw Inc.
    Huntsville, AL
Other Businesses

1. 09/06/2012: OTHER-EVANGELIST / TRAVEL TO CHURCHES AND TELL THEM ABOUT A BROTHERHOOD WORK KNOWN AS "THE GOSPEL OF CHRIST". / TIME SPENT 5%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-07
S63 Uniform Securities Agent State Law Examination 1999-05-04
  • S65 Uniform Investment Adviser Law Examination
    1999-05-07
  • S63 Uniform Securities Agent State Law Examination
    1999-05-04

View on SEC IAPD

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