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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-17 |
| TN | RA | APPROVED | 2025-01-01 |
| AL | RA | APPROVED | 2005-07-13 |
Branch Locations
7600 Hwy 72 W, Suite 201, Madison, AL 35758 • United States
1650 Murfreesboro Road Ste 221, Franklin, TN 37067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Decatur | AL | 07/2005 | Present |
1. 09/06/2012: OTHER-EVANGELIST / TRAVEL TO CHURCHES AND TELL THEM ABOUT A BROTHERHOOD WORK KNOWN AS "THE GOSPEL OF CHRIST". / TIME SPENT 5%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-04 |
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