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Employer firm

Riwm, LLC CRD 160536

$59.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Riwm, Llc

2655 S Le Jeune Rd Suite 916, Coral Gables, FL 33134 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-17
  • FL RA
    APPROVED
    Since 2025-04-17

Branch Locations

2655 S Le Jeune Rd Suite 916, Coral Gables, FL 33134 • United States

Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

2655 Le Jeune Road Suite 916, Coral Gables, FL 33134 • United States

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Riwm,Llc Miami FL 02/2012 Present
Aegis Capital Corp Miami FL 06/2015 Present
Previous Registrations
  • 2012-05-09 → 2024-12-31
    Coral Gables, FL
  • 2010-07-09 → 2012-09-06
    Miami, FL
    Lansing, MI
  • 2009-03-27 → 2010-04-20
    Coral Gables, FL
  • 2006-03-08 → 2009-03-16
    Stanford Group Company
    Miami, FL
  • 2003-09-11 → 2006-02-21
    Banc Of America Investment Services, Inc.
    Coral Gables, FL
Other Businesses

RIA BUSINESS THROUGH RIWM, LLC 2655 LE JEUNE RD., STE 916 CORAL GABLES, FL 33134, FINANCIAL ADVISOR START DATE 03/2012

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-04
  • S66 Uniform Combined State Law Examination
    2003-09-04
Other Names
  • Jose Eduardo Torres Martinez
  • Jose Eduardo Torres

View on SEC IAPD

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