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Joshua Adam Handel

Mai Capital Management, LLC

Cincinnati, OH

CRD 7728583

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Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-02-21
  • OH RA
    APPROVED
    Since 2024-02-21

Branch Locations

7755 Montgomery Road Suite 510, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clearpoint Federal Bank & Trust Batesville IN 01/2016 11/2019
Pnc Bank, Na Cincinnati OH 01/2019 04/2023
Madison Advisors Cincinnati OH 04/2023 01/2024
Mai Capital Management Llc Cincinnati OH 01/2024 Present
  • 01/2016 → 11/2019
    Clearpoint Federal Bank & Trust
    Batesville, IN
  • 01/2019 → 04/2023
    Pnc Bank, Na
    Cincinnati, OH
  • 04/2023 → 01/2024
    Madison Advisors
    Cincinnati, OH
  • 01/2024 → Present
    Mai Capital Management Llc
    Cincinnati, OH
Previous Registrations
  • 2024-01-02 → 2024-01-29
    Madison Wealth Management
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-16
  • S65 Uniform Investment Adviser Law Examination
    2023-10-16

View on SEC IAPD

Nearby Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC

Nearby Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS

Nearby Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH

More in Cincinnati, OH

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