Ricardo Escobosa

First Citizens Investor Services, Inc.

Beverly Hills, CA

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Current Employers

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-22

CA RA
APPROVED

Since 2025-08-22

Branch Locations

9465 Wilshire Blvd Suite 800, Beverly Hills, CA 90212 • United States

75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Citizens Investor Services	Raleigh	NC	04/2023	Present
The Northern Trust Company	Los Angeles	CA	12/2021	04/2023
Wells Fargo Bank	Los Angeles	CA	06/2005	11/2021

04/2023 → Present

First Citizens Investor Services

Raleigh, NC
12/2021 → 04/2023

The Northern Trust Company

Los Angeles, CA
06/2005 → 11/2021

Wells Fargo Bank

Los Angeles, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-21

S66 Uniform Combined State Law Examination

2025-08-21

View on SEC IAPD

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