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Allyson Gentry Dick

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7728153

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-14
TX RA APPROVED 2025-02-11
  • AZ RA
    APPROVED
    Since 2025-02-14
  • TX RA
    APPROVED
    Since 2025-02-11

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2023 Present
Westmec Community College Phoenix AZ 08/2020 12/2020
Shadow Mountain High School Phoenix AZ 08/2018 05/2021
Grand Canyon University Phoenix AZ 08/2021 04/2023
Paradise Valley, Rio Salado, & Maricopa Community Colleges Phoenix AZ 08/2018 08/2021
Grace Chen, Cpa Phoenix AZ 06/2020 08/2020
Sunrise Middle School Phoenix AZ 08/2016 05/2018
Mercury Mine Elementary School Phoenix AZ 08/2012 05/2018
Vanguard Marketing Corporation Scottsdale AZ 06/2023 Present
Vanguard Advisers, Inc. Scottsdale AZ 02/2025 Present
  • 06/2023 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2020 → 12/2020
    Westmec Community College
    Phoenix, AZ
  • 08/2018 → 05/2021
    Shadow Mountain High School
    Phoenix, AZ
  • 08/2021 → 04/2023
    Grand Canyon University
    Phoenix, AZ
  • 08/2018 → 08/2021
    Paradise Valley, Rio Salado, & Maricopa Community Colleges
    Phoenix, AZ
  • 06/2020 → 08/2020
    Grace Chen, Cpa
    Phoenix, AZ
  • 08/2016 → 05/2018
    Sunrise Middle School
    Phoenix, AZ
  • 08/2012 → 05/2018
    Mercury Mine Elementary School
    Phoenix, AZ
  • 06/2023 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 02/2025 → Present
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-07
S63 Uniform Securities Agent State Law Examination 2023-08-11
  • S66 Uniform Combined State Law Examination
    2025-02-07
  • S63 Uniform Securities Agent State Law Examination
    2023-08-11
Other Names
  • Allyson Dick

View on SEC IAPD

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