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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-11-20 |
| TX | RA | APPROVED | 2025-11-20 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2025 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2025 | Present |
| Wells Fargo | Phoenix | AZ | 09/2024 | 08/2025 |
| Unemployed | Scottsdale | AZ | 07/2024 | 09/2024 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2023 | 11/2023 |
| Arizona State University | Tempe | AZ | 08/2018 | 05/2023 |
| Soares, Sandall, Bernachi, And Petrovich, Llp | Oxnard | CA | 01/2021 | 04/2021 |
| Drum Workshop | Oxnard | CA | 06/2020 | 08/2020 |
| Oaks Christian High School | Westlake Village | CA | 06/2019 | 08/2019 |
| Regen | Camarillo | CA | 06/2018 | 08/2018 |
| Oaks Christian High School | Westlake Village | CA | 09/2014 | 06/2018 |
| Unemployed | Tempe | AZ | 11/2023 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-19 |
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