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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Abilene | TX | 01/2012 | 05/2023 |
| Braums Ice Cream And Dairy Store | Van Alstyne | TX | 04/2020 | 05/2020 |
| Barnett And Hill Real Estate | Abilene | TX | 03/2021 | 08/2022 |
| Discount Tire Company | Abilene | TX | 01/2023 | 05/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2023 | 01/2026 |
| Northwestern Mutual Investment Services Llc | Mansfield | TX | 01/2024 | 01/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2025 | 01/2026 |
| Wells Fargo Clearing Services, Llc | Sherman | TX | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2025-03-11 |
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