Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Sherman | TX | 10/2007 | 11/2016 |
| Wells Fargo Advisors Llc | Sherman | TX | 11/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sherman | TX | 11/2016 | Present |
(3) RENTAL PROPERTIES, INV RELATED, POTTSBORO, TX, 100% OWNER, START: 1992, 1-5 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-17 |
Reach out to this advisor