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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-23 |
| ME | RA | APPROVED | 2025-04-04 |
Branch Locations
333 State Street 2Nd Floor, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybank | Portland | ME | 10/2022 | 08/2024 |
| Key Investment Services Llc | Portland | ME | 04/2023 | 08/2024 |
| Auburn Savings Bank | Auburn | ME | 02/2022 | 09/2022 |
| Skowhegan Savings Bank | Portland | ME | 05/2021 | 02/2022 |
| Auburn Savings Bank | Auburn | ME | 05/2019 | 05/2021 |
| Staples | Lewiston | ME | 02/2017 | 02/2020 |
| Lewiston High Scool | Lewiston | ME | 08/2014 | 06/2018 |
| University Of Maine | Portland | ME | 08/2018 | 08/2022 |
| Mml Investors Services, Llc | Falmouth | ME | 08/2024 | 08/2024 |
| Massmutual Life Insurance Company | Falmouth | ME | 07/2024 | 08/2024 |
| Keybank | Windham | ME | 10/2024 | 03/2025 |
| Key Investment Services Llc | Brooklyn | OH | 10/2024 | 03/2025 |
| Td Bank N.A. | Scarborough | ME | 03/2025 | Present |
| Td Private Client Wealth Llc | Scarborough | ME | 03/2025 | Present |
Chasse Rental Properties LLC ( Rental Properties) not investment related 37 Coe St Auburn, ME 04210 Owner 04/15/2022 8 hours per month none during security trading hours. I fill vacancys and find renters for the property. I find people to fix issues as the come about with the builing. I do the landscaping and snow removal for the property. Sunday Morning & Co. not investment related ( Coffee Food Truck) 37 Coe St Auburn, ME 04210 Co-Owner 04/01/2026 20 hours a month, none during securities trading hours all during the weekend. I Co-Own and help run this coffee food truck with marketing and staffing on the weekends as in the first year of business my wife is saving on staffing and put more money into the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-19 |
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